William James Franklin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Algorithmic trading (since 23 Nov 2022)
    • [FCA CF] Client dealing (since 23 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Feb 2005 to 31 Oct 2007)
  • Bank of Scotland plc

    FRN 169628

    • [FCA CF] Algorithmic trading (since 23 Nov 2022)
    • [FCA CF] Client dealing (since 23 Nov 2022)
    • CF30 Customer (16 Jan 2009 to 6 Mar 2016)
  • Landesbank Baden-Wurttemberg (no longer approved here)

    FRN 204779

    • CF21 Investment Adviser (13 May 2004 to 21 Jan 2005)
    • CF26 Customer Trading (13 May 2004 to 21 Jan 2005)
  • Bayerische Landesbank (no longer approved here)

    FRN 124916

    • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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