Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 27 Dec 2017)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Dec 2005 to 16 Oct 2006)
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William Pitman Ltd
FRN 439697
- Employed By (since 21 Dec 2017)
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William Pitman
FRN 438387
- Employed By (since 14 Dec 2005)
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- CF27 Investment Management (1 Dec 2001 to 1 Dec 2004)
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- CF27 Investment Management (1 Dec 2001 to 1 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.