Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 Dec 2017)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Dec 2005 to 16 Oct 2006)
    • Employed By (since 21 Dec 2017)
  • William Pitman

    FRN 438387

    • Employed By (since 14 Dec 2005)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF27 Investment Management (1 Dec 2001 to 1 Dec 2004)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF27 Investment Management (1 Dec 2001 to 1 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.