Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Client dealing (since 7 Oct 2025)
- [FCA CF] Manager of certification employee (since 7 Oct 2025)
- [FCA CF] Material risk taker (since 7 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Oct 2025)
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MUFG BANK, LTD
FRN 139189
- [FCA CF] Client dealing (since 7 Oct 2025)
- [FCA CF] Manager of certification employee (since 7 Oct 2025)
- [FCA CF] Material risk taker (since 7 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Oct 2025)
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- [PRA CF] Significant risk taker or Material risk taker (14 Apr 2020 to 3 Jan 2023)
- [FCA CF] Manager of certification employee (15 Nov 2016 to 5 Nov 2020)
- [FCA CF] Client dealing (15 Nov 2016 to 3 Jan 2023)
- CF30 Customer (15 Oct 2010 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (14 Apr 2020 to 3 Jan 2023)
- [FCA CF] Manager of certification employee (14 Feb 2020 to 8 Apr 2020)
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- CF30 Customer (1 Oct 2008 to 24 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.