Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Oct 2025)
    • [FCA CF] Manager of certification employee (since 7 Oct 2025)
    • [FCA CF] Material risk taker (since 7 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Oct 2025)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Client dealing (since 7 Oct 2025)
    • [FCA CF] Manager of certification employee (since 7 Oct 2025)
    • [FCA CF] Material risk taker (since 7 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Oct 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (14 Apr 2020 to 3 Jan 2023)
    • [FCA CF] Manager of certification employee (15 Nov 2016 to 5 Nov 2020)
    • [FCA CF] Client dealing (15 Nov 2016 to 3 Jan 2023)
    • CF30 Customer (15 Oct 2010 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (14 Apr 2020 to 3 Jan 2023)
    • [FCA CF] Manager of certification employee (14 Feb 2020 to 8 Apr 2020)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Oct 2008 to 24 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.