Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (1 Nov 2007 to 31 Jul 2008)
- CF3 Chief Executive (28 Jun 2007 to 12 Jun 2008)
- CF8 Apportionment and Oversight (3 Oct 2005 to 31 Oct 2007)
- CF27 Investment Management (20 Apr 2005 to 31 Oct 2007)
- CF21 Investment Adviser (13 Sep 2004 to 31 Oct 2007)
- CF1 Director (13 Sep 2004 to 12 Jun 2008)
-
- CF27 Investment Management (1 Dec 2001 to 13 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.