Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (5 Sep 2023 to 30 Nov 2024)
- [FCA CF] Client dealing (5 Sep 2023 to 30 Nov 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
- CF30 Customer (16 Apr 2018 to 8 Dec 2019)
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- CF1 Director (19 Nov 2012 to 28 Oct 2013)
- CF10 Compliance Oversight (19 Nov 2012 to 28 Oct 2013)
- CF30 Customer (12 Sep 2011 to 28 Oct 2013)
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- CF30 Customer (11 Sep 2008 to 12 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.