Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • [FCA CF] Manager of certification employee (5 Sep 2023 to 30 Nov 2024)
    • [FCA CF] Client dealing (5 Sep 2023 to 30 Nov 2024)
  • GALLAGHER SECURITIES UK LIMITED (no longer approved here)

    FRN 182008

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
    • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
  • Howden Capital Markets Limited (no longer approved here)

    FRN 402258

    • CF1 Director (19 Nov 2012 to 28 Oct 2013)
    • CF10 Compliance Oversight (19 Nov 2012 to 28 Oct 2013)
    • CF30 Customer (12 Sep 2011 to 28 Oct 2013)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (11 Sep 2008 to 12 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.