William Fleming

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DRW GLOBAL MARKETS LTD (no longer approved here)

    FRN 746273

    • [FCA CF] Client dealing (6 Sep 2023 to 17 Dec 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (1 Jan 2018 to 1 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 1 Sep 2023)
    • [FCA CF] Client dealing (16 Oct 2017 to 1 Sep 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 14 Jul 2017)
    • CF30 Customer (22 Feb 2016 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (14 Jul 2009 to 27 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.