William Ferguson Forsyth

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CS Managers Ltd

    FRN 830853

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • SMF9 Chair of the Governing Body (since 17 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Feb 2023)
    • CF1 Director (3 Jun 2019 to 8 Dec 2019)
    • CF3 Chief Executive (3 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 May 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Oct 2004 to 31 Oct 2007)
    • CF27 Investment Management (24 Dec 2003 to 31 Oct 2007)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2004)
    • CF27 Investment Management (1 Dec 2001 to 9 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.