William Elkin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (FLP) Ltd (no longer approved here)

    FRN 586744

    • SMF16 Compliance Oversight (28 Feb 2022 to 20 Jan 2023)
    • Responsible for Insurance Distribution (28 Feb 2022 to 20 Jan 2023)
    • Responsibility for MCD Intermediation (28 Feb 2022 to 20 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Feb 2022 to 20 Jan 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (4 Apr 2012 to 28 Feb 2018)
    • CF30 Customer (4 Apr 2012 to 28 Feb 2018)
  • Bill Elkin Wealth Management Ltd (no longer approved here)

    FRN 578479

    • Employed By (4 Apr 2012 to 28 Feb 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 16 Mar 2012)
    • CF22 Investment Adviser (Trainee) (1 Jan 2007 to 26 Oct 2007)
    • CF21 Investment Adviser (23 Dec 2002 to 31 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.