William De La Warr

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Toscafund Asset Management LLP (no longer approved here)

    FRN 454907

    • CF30 Customer (14 Apr 2016 to 8 Dec 2019)
    • CF4 Partner (14 Apr 2016 to 9 Dec 2019)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF30 Customer (1 Nov 2007 to 4 Mar 2016)
    • CF1 Director (10 Jan 2005 to 19 Apr 2012)
    • CF21 Investment Adviser (23 Apr 2004 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.