Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (12 Jan 2011 to 31 Dec 2012)
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- Employed By (12 Jan 2011 to 31 Dec 2012)
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- (13)Employed By (16 Oct 2009 to 30 Dec 2010)
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- (5)Employed By (4 Jan 2005 to 18 Mar 2006)
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- CF7 Sole Trader (AR) (19 Dec 2002 to 31 Dec 2003)
- CF21 Investment Adviser (1 Nov 2002 to 31 Dec 2003)
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- Employed By (19 Dec 2002 to 31 Dec 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alexander Calder Financial Ltd
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controlled function added: (13)Employed By at Alexander Calder Financial Ltd