Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 1 Jul 2009)
- CF30 Customer (1 Nov 2007 to 22 Jun 2010)
- CF13 Finance (15 Dec 2005 to 31 Oct 2007)
- CF27 Investment Management (15 Dec 2005 to 31 Oct 2007)
- CF4 Partner (15 Dec 2005 to 22 Jun 2012)
- CF10 Compliance Oversight (15 Dec 2005 to 1 Jul 2009)
- CF8 Apportionment and Oversight (15 Dec 2005 to 31 Mar 2009)
- CF11 Money Laundering Reporting (15 Dec 2005 to 1 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.