William Craig Johnston

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Craig Johnston Asset Management Limited (no longer approved here)
FRN 609086
- [FCA CF] Functions requiring qualifications (24 Jun 2020 to 13 Jan 2026)
- Responsibility for MCD Intermediation (11 Mar 2020 to 8 Oct 2023)
- SMF3 Executive Director (9 Dec 2019 to 8 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Oct 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 8 Oct 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 8 Oct 2023)
- Responsible for Insurance Mediation (2 Jan 2014 to 30 Sep 2018)
- CF30 Customer (2 Jan 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Jan 2014 to 8 Dec 2019)
- CF1 Director (2 Jan 2014 to 8 Dec 2019)
R C Brown Investment Management Plc (no longer approved here)
FRN 146002
- CF30 Customer (3 Sep 2014 to 12 May 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.