Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (2 Dec 2020 to 2 May 2023)
- [FCA CF] Functions requiring qualifications (2 Dec 2020 to 2 May 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2020)
- CF30 Customer (19 Nov 2012 to 8 Dec 2019)
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- CF21 Investment Adviser (11 Nov 2002 to 25 Jan 2006)
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- Employed By (5 Nov 1999 to 17 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.