Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2020)
    • [FCA CF] Client dealing (since 24 Jan 2020)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF30 Customer (4 Sep 2015 to 26 Oct 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • William A. Young (no longer approved here)

    FRN 532176

    • Employed By (24 Sep 2010 to 26 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.