William Anthony Busby

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 17 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2025)
  • MPL Wealth Management Limited (no longer approved here)

    FRN 180309

    • [FCA CF] Client dealing (8 Aug 2023 to 4 Dec 2025)
    • [FCA CF] Functions requiring qualifications (8 Aug 2023 to 4 Dec 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Sep 2021 to 3 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (18 Dec 2020 to 3 Jul 2023)
  • Ginkgo Financial Ltd (no longer approved here)

    FRN 912144

    • (4)Employed By (19 Sep 2021 to 3 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.