Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 1 Jul 2008)
- CF10 Compliance Oversight (2 Feb 2005 to 16 May 2005)
- CF11 Money Laundering Reporting (2 Feb 2005 to 16 May 2005)
- CF13 Finance (2 Feb 2005 to 16 May 2005)
- CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2007)
- CF4 Partner (20 Jan 2004 to 1 Jul 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.