Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (6 Mar 2020 to 18 Oct 2022)
    • [FCA CF] Client dealing (25 Apr 2018 to 28 Feb 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (14 Nov 2019 to 18 Oct 2022)
    • [FCA CF] Client dealing (15 Nov 2016 to 28 Feb 2024)
    • CF30 Customer (27 Jan 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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