Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Vea Wealth Management Ltd
FRN 1030494
- Employed By (since 3 Apr 2025)
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Best Practice IFA Group Limited
FRN 223112
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- [FCA CF] Client dealing (since 23 Jun 2022)
- Appointed representative dealing with clients for which they require qualification (since 23 Jun 2022)
- CF1 Director (AR) (since 7 Jun 2022)
- CF30 Customer (since 7 Jun 2022)
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Objective Financial Planning Ltd
FRN 972606
- (1)Employed By (since 7 Jun 2022)
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- [FCA CF] Functions requiring qualifications (10 Jan 2022 to 15 Feb 2022)
- [FCA CF] Client dealing (10 Jan 2022 to 15 Feb 2022)
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- CF30 Customer (1 Jan 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (22 Dec 2015 to 8 May 2017)
- CF1 Director (8 Dec 2015 to 4 Sep 2017)
- CF10 Compliance Oversight (8 Dec 2015 to 7 Aug 2017)
- CF11 Money Laundering Reporting (8 Dec 2015 to 7 Aug 2017)
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- CF1 Director (31 Aug 2017 to 1 Sep 2017)
- Responsible for Insurance Mediation (31 Aug 2017 to 1 Sep 2017)
- CF10 Compliance Oversight (31 Aug 2017 to 1 Sep 2017)
- CF11 Money Laundering Reporting (31 Aug 2017 to 1 Sep 2017)
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- Responsibility for MCD Intermediation (21 Mar 2016 to 8 May 2017)
- Responsible for Insurance Mediation (22 Dec 2015 to 8 May 2017)
- CF10 Compliance Oversight (8 Dec 2015 to 7 Aug 2017)
- CF1 Director (8 Dec 2015 to 4 Sep 2017)
- CF11 Money Laundering Reporting (8 Dec 2015 to 7 Aug 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.