Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 3 Apr 2025)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 23 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (since 23 Jun 2022)
    • CF1 Director (AR) (since 7 Jun 2022)
    • CF30 Customer (since 7 Jun 2022)
    • (1)Employed By (since 7 Jun 2022)
  • Centurion Wealth Management Limited (no longer approved here)

    FRN 509905

    • [FCA CF] Functions requiring qualifications (10 Jan 2022 to 15 Feb 2022)
    • [FCA CF] Client dealing (10 Jan 2022 to 15 Feb 2022)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Dec 2015 to 8 May 2017)
    • CF1 Director (8 Dec 2015 to 4 Sep 2017)
    • CF10 Compliance Oversight (8 Dec 2015 to 7 Aug 2017)
    • CF11 Money Laundering Reporting (8 Dec 2015 to 7 Aug 2017)
  • Succession Employee Benefit Solutions Limited (no longer approved here)

    FRN 767956

    • CF1 Director (31 Aug 2017 to 1 Sep 2017)
    • Responsible for Insurance Mediation (31 Aug 2017 to 1 Sep 2017)
    • CF10 Compliance Oversight (31 Aug 2017 to 1 Sep 2017)
    • CF11 Money Laundering Reporting (31 Aug 2017 to 1 Sep 2017)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • Responsibility for MCD Intermediation (21 Mar 2016 to 8 May 2017)
    • Responsible for Insurance Mediation (22 Dec 2015 to 8 May 2017)
    • CF10 Compliance Oversight (8 Dec 2015 to 7 Aug 2017)
    • CF1 Director (8 Dec 2015 to 4 Sep 2017)
    • CF11 Money Laundering Reporting (8 Dec 2015 to 7 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

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