Werner von Baum

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Capital Partners (U.K.) Limited

    FRN 448896

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (18 Jul 2014 to 8 Dec 2019)
  • LGT Private Debt (UK) Ltd.

    FRN 611379

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (9 Nov 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (3 May 2017 to 9 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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