Wendy Joanne Plummer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF22 Investment Adviser (Trainee) (26 Oct 2005 to 13 Oct 2006)
Gain Capital UK Limited (no longer approved here)
FRN 113942
- CF21 Investment Adviser (28 Nov 2002 to 30 Jan 2003)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF22 Investment Adviser (Trainee) (3 Jul 2002 to 14 Oct 2002)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF22 Investment Adviser (Trainee) (3 Jul 2002 to 14 Oct 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF22 Investment Adviser (Trainee) (3 Jul 2002 to 14 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.