Wendy Fraser Fleming

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (24 Jul 2024 to 3 Apr 2025)
    • CF30 Customer (7 Jun 2024 to 3 Apr 2025)
  • Buchan Wealth Management Ltd (no longer approved here)

    FRN 439582

    • Employed By (7 Jun 2024 to 3 Apr 2025)
  • Expert Pensions Advice LLP (no longer approved here)

    FRN 746548

    • [FCA CF] Client dealing (13 Oct 2021 to 9 Feb 2023)
    • [FCA CF] Functions requiring qualifications (13 Oct 2021 to 9 Feb 2023)
    • CF30 Customer (20 Aug 2019 to 19 Jan 2021)
  • Francis McCann (no longer approved here)

    FRN 215762

    • (2)Employed By (18 Sep 2014 to 20 Aug 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (18 Sep 2014 to 20 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.