Wendy Annette Langridge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 2 Sep 2021)
    • CF1 Director (19 Jul 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (19 Jun 2013 to 10 Nov 2014)
    • CF10 Compliance Oversight (19 Jun 2013 to 10 Nov 2014)
    • CF11 Money Laundering Reporting (19 Jun 2013 to 10 Nov 2014)
  • WMG Advisors LLP (no longer approved here)

    FRN 419405

    • CF10 Compliance Oversight (25 May 2005 to 31 May 2008)
    • CF11 Money Laundering Reporting (25 May 2005 to 31 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

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