Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (20 Jul 2012 to 8 Dec 2019)
    • CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
  • AMALGAMATED METAL TRADING LIMITED (no longer approved here)

    FRN 113946

    • CF21 Investment Adviser (6 Mar 2003 to 14 Apr 2006)
    • CF22 Investment Adviser (Trainee) (15 Nov 2002 to 6 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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