Weimin Guan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Millennium Capital Partners LLP
FRN 439327
- [FCA CF] Client dealing (since 4 Dec 2024)
Alphadyne Asset Management (UK) LLP (no longer approved here)
FRN 603570
- [FCA CF] Material risk taker (1 Nov 2021 to 1 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2024)
- CF30 Customer (22 Aug 2019 to 8 Dec 2019)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [FCA CF] Client dealing (7 Mar 2016 to 21 Aug 2019)
- CF30 Customer (20 Jan 2016 to 6 Mar 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (15 Aug 2013 to 11 Aug 2015)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (15 Jun 2010 to 14 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.