Wei Xian Chan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 7 Apr 2025)
- [FCA CF] Manager of certification employee (since 31 Jan 2024)
- [PRA CF] Managing a material risk taker (28 Feb 2024 to 13 Mar 2024)
HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 31 Jan 2024)
- CF30 Customer (22 Feb 2012 to 23 Feb 2012)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (28 Feb 2012 to 17 Mar 2014)
EFG Asset Management (UK) Limited (no longer approved here)
FRN 536771
- CF30 Customer (4 May 2011 to 1 Dec 2011)
EFG Private Bank Limited (no longer approved here)
FRN 144036
- CF30 Customer (5 May 2010 to 1 Dec 2011)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF30 Customer (23 Dec 2008 to 6 Aug 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.