Wayne Tucker

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 27 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (2 Feb 2022 to 28 Nov 2024)
    • CF30 Customer (21 Oct 2021 to 28 Nov 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jun 2022)
    • CF30 Customer (30 Jan 2019 to 1 Jun 2022)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (577)Employed By (30 Jan 2019 to 28 Nov 2024)
  • Kind Wealth Ltd (no longer approved here)

    FRN 604355

    • (3)Employed By (6 Sep 2016 to 11 Jan 2019)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (335)Employed By (13 Jan 2016 to 19 Jun 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (13 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Kind Wealth Ltd

  2. controlled function added: (3)Employed By at Kind Wealth Ltd