Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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King & Shaxson Limited
FRN 179213
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (31 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 21 Sep 2012)
- CF21 Investment Adviser (20 Apr 2006 to 31 Oct 2007)
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- CF26 Customer Trading (1 Dec 2001 to 1 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.