Wayne Godwin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Financial Solutions Limited

    FRN 616273

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Dec 2011 to 31 Aug 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • CF22 Investment Adviser (Trainee) (9 Jul 2007 to 31 Oct 2007)
    • CF1 Director (AR) (9 Jul 2007 to 2 Jan 2012)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (25 Oct 2006 to 2 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.