Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caithness & Co Limited
FRN 116839
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF8 Apportionment and Oversight (9 Mar 2004 to 31 Dec 2007)
- CF1 Director (18 Feb 2003 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.