Caithness & Co Limited

Date authorised
1 April 2013
Companies House
01165590
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Caithness & Co Ltd
    Unit 4
    Jupiter Court 10-12
    Tolworth Rise South
    Surbiton
    Kingston Upon Thames
    KT5 9NN
    UNITED KINGDOM
    Phone
    +4402083359920
    Web
    https://www.caithnessandco.com

  • Complaints Contact

    Unit 4
    Jupiter Court
    10-12 Tolworth Rise South
    Surbiton
    KT5 9NN
    UNITED KINGDOM
    Phone
    +4402083359920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Linda Louisa Jackson

    IRN LLJ00001

    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jul 2003)
    • CF1 Director (1 Dec 2001 to 1 Jul 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2005)
  • Russell Spencer Charles Blumire

    IRN RCB00052

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Stephen James Spackman

    IRN SJS01328

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 May 2008 to 8 Dec 2019)
  • Warren Jonathan Charles Blumire

    IRN WJB00022

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF8 Apportionment and Oversight (9 Mar 2004 to 31 Dec 2007)
    • CF1 Director (18 Feb 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.