Wallace Pollock Wormley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (1 Nov 2007 to 24 Jun 2008)
    • CF21 Investment Adviser (3 Feb 2006 to 31 Oct 2007)
    • CF27 Investment Management (3 Feb 2006 to 31 Oct 2007)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF1 Director (1 Dec 2001 to 2 Feb 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 2 Feb 2004)
    • CF27 Investment Management (1 Dec 2001 to 2 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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