Wai Kit Jonathan Tam

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Primus Capital Limited
FRN 786588
- SMF9 Chair of the Governing Body (since 23 Dec 2019)
- [FCA CF] Client dealing (since 23 Dec 2019)
- CF30 Customer (10 Jan 2018 to 1 Oct 2019)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (12 Jan 2016 to 11 Jan 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.