Date authorised
10 January 2018
Companies House
09461080
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Stanhope Place
    London
    Westminster
    W2 2HB
    UNITED KINGDOM
    Phone
    +442034887098
  • Complaints Contact

    3 Stanhope Place
    London
    Westminster
    W2 2HB
    UNITED KINGDOM
    Phone
    +442034887098

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Demir Mustafa

    IRN DXM14161

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (19 Jul 2019 to 8 Dec 2019)
    • CF29 Significant management (19 Jul 2019 to 25 Nov 2019)
  • Steven Chu

    IRN SXC03000

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (10 Jan 2018 to 8 Dec 2019)
    • CF1 Director (10 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jan 2018 to 4 Dec 2019)
    • CF3 Chief Executive (10 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jan 2018 to 8 Dec 2019)
  • Wai Kit Jonathan Tam

    IRN WKT00007

    • [FCA CF] Client dealing (since 23 Dec 2019)
    • SMF9 Chair of the Governing Body (since 23 Dec 2019)
    • CF30 Customer (10 Jan 2018 to 1 Oct 2019)
  • Xiaoyuan Su

    IRN XXS07533

    • SMF3 Executive Director (since 30 Dec 2019)
    • [FCA CF] Client dealing (since 30 Dec 2019)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.