Primus Capital Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3 Stanhope PlaceLondonWestminsterW2 2HBUNITED KINGDOM- Phone
- +442034887098
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Complaints Contact
3 Stanhope PlaceLondonWestminsterW2 2HBUNITED KINGDOM- Phone
- +442034887098
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Demir Mustafa
IRN DXM14161
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (25 Nov 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (25 Nov 2019 to 8 Dec 2019)
- CF30 Customer (19 Jul 2019 to 8 Dec 2019)
- CF29 Significant management (19 Jul 2019 to 25 Nov 2019)
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Steven Chu
IRN SXC03000
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF30 Customer (10 Jan 2018 to 8 Dec 2019)
- CF1 Director (10 Jan 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (10 Jan 2018 to 4 Dec 2019)
- CF3 Chief Executive (10 Jan 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (10 Jan 2018 to 8 Dec 2019)
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Wai Kit Jonathan Tam
IRN WKT00007
- [FCA CF] Client dealing (since 23 Dec 2019)
- SMF9 Chair of the Governing Body (since 23 Dec 2019)
- CF30 Customer (10 Jan 2018 to 1 Oct 2019)
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Xiaoyuan Su
IRN XXS07533
- SMF3 Executive Director (since 30 Dec 2019)
- [FCA CF] Client dealing (since 30 Dec 2019)
- CF30 Customer (7 Dec 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.