Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lowes Financial Management Limited
FRN 114650
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
- [FCA CF] Client dealing (since 7 Apr 2026)
- [FCA CF] Functions requiring qualifications (19 Feb 2024 to 2 Dec 2025)
- [FCA CF] Client dealing (19 Feb 2024 to 2 Dec 2025)
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Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 2 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.