Vishnu Anil Bhagat

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSPECTIVE (SOUTH EAST) LIMITED

    FRN 178690

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Apr 2024)
    • [FCA CF] Client dealing (since 16 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (16 Sep 2021 to 24 Dec 2025)
    • CF30 Customer (16 Sep 2021 to 24 Dec 2025)
  • Leagold Limited (no longer approved here)

    FRN 121398

    • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 21 May 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (14 Jan 2019 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (10 Aug 2017 to 13 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.