Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Mar 2026)
    • CF1 Director (AR) (since 6 Feb 2026)
    • (1)Employed By (since 6 Feb 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 Feb 2021 to 27 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Oct 2025)
  • Broadview Financial Services Ltd (no longer approved here)

    FRN 475431

    • Employed By (2 Feb 2021 to 27 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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