Vishal Dhirendra Vaja

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 May 2022)
    • [FCA CF] Client dealing (since 16 May 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Aug 2022)
    • CF30 Customer (24 Oct 2012 to 16 Aug 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (268)Employed By (24 Oct 2012 to 16 Aug 2022)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (13 Oct 2011 to 31 Aug 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (3 Sep 2008 to 28 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.