Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Managing a material risk taker (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (10 Jan 2019 to 8 Dec 2019)
  • Theorema Advisors UK LLP (no longer approved here)

    FRN 529939

    • CF4 Partner (17 Dec 2014 to 28 Sep 2017)
    • CF30 Customer (19 Jun 2014 to 28 Sep 2017)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • CF30 Customer (2 Apr 2012 to 3 Apr 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (5 Nov 2003 to 15 Mar 2006)
  • Intesa Sanpaolo SpA (no longer approved here)

    FRN 191858

    • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.