Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pensionhelp Limited
FRN 754665
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (12 Feb 2018 to 8 Dec 2019)
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- CF30 Customer (14 Nov 2017 to 9 Feb 2018)
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- CF30 Customer (12 Jun 2015 to 6 Nov 2017)
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- CF30 Customer (4 Jul 2011 to 15 May 2014)
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- CF30 Customer (11 Nov 2009 to 29 Sep 2010)
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- CF30 Customer (1 Nov 2007 to 1 Oct 2009)
- CF22 Investment Adviser (Trainee) (4 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.