Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (14 Nov 2017 to 9 Feb 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (12 Jun 2015 to 6 Nov 2017)
  • Retirement Solutions (UK) Limited (no longer approved here)

    FRN 483817

    • CF30 Customer (4 Jul 2011 to 15 May 2014)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (11 Nov 2009 to 29 Sep 2010)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • CF30 Customer (1 Nov 2007 to 1 Oct 2009)
    • CF22 Investment Adviser (Trainee) (4 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.