Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DAVIES MGA SERVICES LIMITED
FRN 597301
- CF1 Director (AR) (since 21 Nov 2022)
- CF3 Chief Executive (AR) (since 21 Nov 2022)
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SOLERTIA MGA LTD
FRN 985677
- (3)Employed By (since 21 Nov 2022)
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Solertia Capital Advisors Limited
FRN 779175
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF1 Director (5 Oct 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (5 Oct 2017 to 8 Dec 2019)
- CF30 Customer (5 Oct 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (5 Oct 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.