Solertia Capital Advisors Limited

Date authorised
5 October 2017
Companies House
10367552
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 Hanover Square
    Mayfair
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +442038714102
    Web
    https://www.solertiacapitaladvisors.com

  • Complaints Contact

    13 Hanover square
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +442038714102

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexis McDonald

    IRN AXM01489

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Oct 2017 to 8 Dec 2019)
    • CF1 Director (5 Oct 2017 to 8 Dec 2019)
  • Andrea Marangoni

    IRN AXM01496

    • CF1 Director (AR) (14 Dec 2018 to 13 Nov 2019)
    • CF30 Customer (14 Dec 2018 to 13 Nov 2019)
  • Simon Charles John Francis Isbister

    IRN SCI01004

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (5 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (5 Oct 2017 to 8 Dec 2019)
  • Vincent Noel Oratore

    IRN VNO01001

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Oct 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (5 Oct 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.