Vincent Harvey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JULIAN HARRIS ADVISER NETWORK LIMITED

    FRN 304155

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Apr 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jul 2020)
    • CF11 Money Laundering Reporting (20 May 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 May 2015 to 8 Dec 2019)
  • Julian Harris Financial Consultants

    FRN 153566

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (20 May 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 May 2015 to 8 Dec 2019)
  • PK Wealth Limited

    FRN 669243

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (23 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Dec 2015 to 8 Dec 2019)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.