Vincent Chukwufumnaya Oganwu

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cartlidge Morland Wealth Management LLP
FRN 810083
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 19 Dec 2022)
KW Wealth Planning Limited (no longer approved here)
FRN 114694
- [FCA CF] Client dealing (3 Feb 2020 to 23 Apr 2021)
- [FCA CF] Functions requiring qualifications (3 Feb 2020 to 23 Apr 2021)
Quilter Private Client Advisers Limited (no longer approved here)
FRN 227836
- (213)Employed By (28 Oct 2017 to 4 Jun 2019)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (28 Oct 2017 to 18 Sep 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.