Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management Limited
FRN 466684
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
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LGT Wealth Management UK LLP
FRN 471048
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 12 Sep 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2025)
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- CF30 Customer (2 Feb 2017 to 23 May 2018)
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- CF30 Customer (16 Jan 2017 to 16 Jan 2017)
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- CF30 Customer (16 Mar 2015 to 27 Aug 2015)
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- CF30 Customer (25 Nov 2011 to 5 Oct 2012)
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- CF30 Customer (12 Dec 2008 to 29 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.