Vikash Gupta

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liberate Wealth Solutions Limited

    FRN 722573

    • SMF3 Executive Director (since 9 Apr 2026)
  • VAR CORPORATE ADVISORY LTD

    FRN 969025

    • (1)Employed By (since 9 Feb 2022)
  • VAR Capital Limited

    FRN 718558

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • Responsibility for MCD Intermediation (since 18 May 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (since 15 Feb 2016)
    • CF1 Director (AR) (11 May 2017 to 7 Aug 2024)
    • CF10 Compliance Oversight (30 Mar 2016 to 13 Jul 2016)
    • CF3 Chief Executive (15 Feb 2016 to 8 Dec 2019)
    • CF1 Director (15 Feb 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Feb 2016 to 8 Dec 2019)
  • Monument Bank Limited (no longer approved here)

    FRN 849724

    • Director of firm who is not a certification employee or a SMF manager (7 Jul 2019 to 18 Apr 2024)
  • Atom Capital Limited (no longer approved here)

    FRN 476468

    • CF1 Director (AR) (14 Dec 2015 to 12 Feb 2016)
    • CF30 Customer (14 Dec 2015 to 12 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

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