Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2025)
    • CF1 Director (AR) (since 21 Mar 2025)
    • CF30 Customer (since 21 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2025)
    • [FCA CF] Client dealing (since 29 Jan 2025)
    • (1)Employed By (since 21 Mar 2025)
  • Beechwood Financial Services Limited (no longer approved here)

    FRN 677641

    • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 15 Feb 2025)
    • [FCA CF] Client dealing (1 Aug 2023 to 15 Feb 2025)
  • D G S Independent Financial Advisers Limited (no longer approved here)

    FRN 225814

    • [FCA CF] Client dealing (19 Jul 2021 to 17 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Aug 2023)
    • CF30 Customer (7 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.