Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 25 Jun 2020)
- [FCA CF] Client dealing (since 24 Oct 2018)
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- CF30 Customer (31 Jul 2015 to 25 May 2018)
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- CF30 Customer (30 May 2008 to 28 Jul 2010)
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- CF30 Customer (1 Nov 2007 to 22 May 2008)
- CF21 Investment Adviser (2 Nov 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 22 May 2008)
- CF21 Investment Adviser (2 Nov 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.