Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 25 Jun 2020)
    • [FCA CF] Client dealing (since 24 Oct 2018)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (31 Jul 2015 to 25 May 2018)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF30 Customer (30 May 2008 to 28 Jul 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 22 May 2008)
    • CF21 Investment Adviser (2 Nov 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 22 May 2008)
    • CF21 Investment Adviser (2 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.