Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 11 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (since 6 Mar 2024)
    • CF30 Customer (since 27 Feb 2024)
    • (3)Employed By (since 27 Feb 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (10 Nov 2016 to 27 Jul 2017)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (31 Oct 2014 to 6 Oct 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (15 Sep 2009 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.