Victoria Louise Harling

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NINETY ONE UK LIMITED

    FRN 122420

    • [FCA CF] Material risk taker (since 25 Apr 2023)
    • [FCA CF] Client dealing (since 25 Nov 2020)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (7 Nov 2011 to 8 Dec 2019)
  • Ninety One Fund Managers UK Limited

    FRN 145007

    • [FCA CF] Client dealing (since 25 Nov 2020)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (7 Nov 2011 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (6 Sep 2010 to 10 Jun 2011)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (9 Apr 2008 to 2 Jun 2010)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF27 Investment Management (1 Dec 2001 to 28 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.