Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (28 Oct 2021 to 20 Feb 2025)
- [FCA CF] Material risk taker (14 Apr 2020 to 9 Dec 2021)
- [PRA CF] Significant risk taker or Material risk taker (14 Apr 2020 to 9 Dec 2021)
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- SMF18 Other Overall Responsibility (28 Oct 2021 to 20 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (14 Apr 2020 to 9 Dec 2021)
- [FCA CF] Material risk taker (14 Apr 2020 to 9 Dec 2021)
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- Director of firm who is not a certification employee or a SMF manager (30 Nov 2018 to 6 Mar 2020)
- SMF18 Other Overall Responsibility (24 Mar 2016 to 4 Dec 2018)
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- SMF18 Other Overall Responsibility (24 Mar 2016 to 13 Apr 2020)
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- SMF18 Other Overall Responsibility (24 Mar 2016 to 13 Apr 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.